Associate Compliance Officer

Invesco

Tokyo, Japan
Hybrid
Regulatory business compliance
Financial crime compliance framework
Code of ethics implementation
Invesco is a leading independent global investment firm dedicated to rethinking possibilities for clients through distinctive investment management capabilities

Job Summary

  • Invesco is a leading independent global investment firm dedicated to rethinking possibilities for clients through distinctive investment management capabilities.
  • The role involves reviewing sales materials, providing regulatory advice, implementing financial crime controls, and managing relationships with regulators and internal clients.
  • Invesco offers comprehensive compensation and benefit offerings including generous annual leave, flexible paid time off, and learning and development programs.

Matching Summary

Invesco is a leading independent global investment firm dedicated to rethinking possibilities for clients through distinctive investment management capabilities.

Skills & Requirements

Must-have

  • Regulatory business compliance
  • Financial crime compliance framework
  • Code of Ethics implementation
  • Regulator relationship management
  • Investment guideline monitoring
  • Personal trade activity supervision

Nice-to-have

  • Training and coaching skills
  • Strong relationship building
  • Stakeholder management skills
  • Independent project handling
  • Technology-focused environment

Key Requirements

  • Over 3 years of Compliance in Asset Management
  • Over 3 years trading or compliance experience
  • Over 3 years Compliance in Financial Industry
  • Business English communication skill
  • Broad financial industry knowledge

Work Rights

Not specified

Tailored Resume

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