Managing Director - Chief Compliance Officer, Capital Markets Canada
BMO Financial Group
Toronto, Ontario, Canada
Base: cdn $200k - $230k; bonus/equity: not specifi...
Capital markets business knowledge
Securities laws and brokerage operations
Global control room strategy development
Leads the second line Capital Markets Compliance Program in Canada, as well as the Global Control Room and the BMO Volcker Compliance Office (VCO)
Job Summary
Leads the second line Capital Markets Compliance Program in Canada, as well as the Global Control Room and the BMO Volcker Compliance Office (VCO).
Acts as a centralized compliance resource to identify synergies across line of business-specific compliance programs and develop best practices.
Lead direct engagement with applicable regulators including securities regulatory authorities, SROs and exchanges and manage regulatory exams.
Matching Summary
Leads the second line Capital Markets Compliance Program in Canada, as well as the Global Control Room and the BMO Volcker Compliance Office (VCO).
Salary
Base: CDN $200K - $230K; Bonus/Equity: Not specified; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans