Risk & Compliance Senior Associate

Caterpillar Inc.

Bangalore, India
Onsite
Sox compliance reviews
Ifc assessments
Control deficiency identification
The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards

Job Summary

  • The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.
  • Perform SOX compliance reviews and IFC assessments across business processes, including documentation, design evaluation, and operating effectiveness testing.
  • Work Life Harmony Earned and medical leave. Relocation assistance Holistic Development Personal and professional development through Caterpillar ‘s employee resource groups across the globe Career developments opportunities with global prospects Health and Wellness Medical coverage -Medical, life and personal accident coverage Employee mental wellness assistance program Financial Wellness Employee investment plan Pay for performance -Annual incentive Bonus plan.

Matching Summary

The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.

Skills & Requirements

Must-have

  • SOX compliance reviews
  • IFC assessments
  • control deficiency identification
  • remediation support
  • process documentation

Nice-to-have

  • continuous strengthening of internal control
  • proactive initiatives
  • cross-functional stakeholder coordination
  • fact-finding techniques

Key Requirements

  • Chartered Accountant (CA) or Certified Internal Auditor (CIA)
  • 3-4 years post-qualification experience
  • Experience in SOX compliance, internal audits, or risk and controls roles
  • Prior experience in Big 4 / large corporate audit environments

Work Rights

Not specified

Tailored Resume

Cover Letter