First Vice President, Regulatory Compliance

UOB United Overseas Bank Limited

Not specified
Regulatory compliance experience
Financial institutions experience
Regulatory engagement
UOB United Overseas Bank Limited is seeking a First Vice President for Regulatory Compliance to deliver expert compliance advice within its Wholesale Banking Business. The ideal candidate will possess extensive experience in regulatory compliance, with a focus on Global Markets, and will be responsible for managing regulatory queries, drafting compliance policies, and monitoring evolving regulations

Job Summary

  • Deliver timely, expert compliance advice to Wholesale Banking Business which cover corporate lending, Global Markets and DCM activities.
  • Advise on regulatory and emerging risks including new product approval, market conduct, suitability, conflicts of interest, information barriers, best execution, and surveillance requirements.
  • Support global compliance integration, cross‑border coordination, and alignment with Group‑wide standards.

Matching Summary

Match Score: 85

UOB United Overseas Bank Limited is seeking a First Vice President for Regulatory Compliance to deliver expert compliance advice within its Wholesale Banking Business. The ideal candidate will possess extensive experience in regulatory compliance, with a focus on Global Markets, and will be responsible for managing regulatory queries, drafting compliance policies, and monitoring evolving regulations.

Skills & Requirements

Must-have

  • regulatory compliance experience
  • financial institutions experience
  • regulatory engagement
  • market conduct requirements
  • Global Markets products

Nice-to-have

  • strategic initiatives
  • cross-border coordination
  • teamwork and collaboration
  • long-term success focus

Key Requirements

  • Bachelor’s degree in Accounting, Business Administration, Finance, Law, or related
  • Minimum 10 years of relevant experience
  • Proven experience in regulatory engagement
  • Solid understanding of market conduct requirements
  • Strong knowledge of HK regulatory requirements
  • Familiarity with Global Markets products
  • Holder of ECF on Compliance accredited by HKIB

Work Rights

Not specified

Tailored Resume

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