Director, Investment Management Compliance

Morgan Stanley UK

Onsite
Manage regulatory risks
Investment management businesses
Advising and supporting msim business
Morgan Stanley UK is seeking a Director of Investment Management Compliance to oversee regulatory compliance for the firm's investment management activities across Asia. The ideal candidate will have substantial experience in compliance within financial institutions, particularly in investment management, and be fluent in Chinese

Job Summary

  • We’re seeking someone to join our team as a Director, Investment Management Compliance in Non-Financial Risk to manage regulatory risks and help to preserve the Firm’s franchise through ensuring Business and Infrastructure Units’ compliance with relevant laws, regulations, rules and internal policies and procedures in the region.
  • This is a Director level position within the MSIM Asia Compliance team, which is responsible for providing advisory compliance support to MSIM business in Asia, assessing and implementing regional regulatory changes and global MSIM policies, issuing and maintaining regional and BU-specific policies and procedures, conducting training personnel, and conducting monitoring and surveillance, among other activities.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

Match Score: 85

Morgan Stanley UK is seeking a Director of Investment Management Compliance to oversee regulatory compliance for the firm's investment management activities across Asia. The ideal candidate will have substantial experience in compliance within financial institutions, particularly in investment management, and be fluent in Chinese.

Skills & Requirements

Must-have

  • manage regulatory risks
  • investment management businesses
  • advising and supporting MSIM business
  • drafting and maintaining policies
  • communicating compliance/regulatory updates
  • responding to queries on Hong Kong regulatory framework

Nice-to-have

  • strong understanding of investment management industry
  • highly analytical
  • detail oriented
  • motivated and able to multi-task
  • exceptional written and oral communication skills
  • fluency in Chinese is advantageous

Key Requirements

  • Bachelor’s degree in Legal, Accounting, Business or Finance
  • At least 5 -8 years’ compliance-related experience
  • minimum of 2 years’ recent experience in investment management industry
  • knowledge of regulations and rules in Asia (in particular Hong Kong)

Work Rights

Not specified

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