Investments Compliance Officer – Manager Due Diligence & Oversight Compliance Officer

Corebridge Financial Services

Jersey City, New Jersey, US
Base: $140,000 to $160,000; bonus: discretionary b...
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10 years compliance experience
Registered investment adviser knowledge
Third-party manager due diligence
** Corebridge Financial is seeking an Investments Compliance Officer with extensive experience in compliance routines, particularly related to registered investment advisers. The role involves conducting operational due diligence on third-party investment managers and ensuring adherence to regulatory requirements, all within a collaborative and inclusive corporate culture. **

Job Summary

  • The role involves conducting operational and compliance due diligence on third-party investment managers and presenting findings to the Investment Committee.
  • Candidates must be proficient in executing 'run the firm' compliance routines aligned with SEC, FCA, and state insurance regulator requirements.
  • Corebridge Financial offers a comprehensive benefits package including immediate vesting 401(k) matching up to 6% and 24 days of Paid Time Off.

Matching Summary

Match Score: 75

** Corebridge Financial is seeking an Investments Compliance Officer with extensive experience in compliance routines, particularly related to registered investment advisers. The role involves conducting operational due diligence on third-party investment managers and ensuring adherence to regulatory requirements, all within a collaborative and inclusive corporate culture. **

Salary

Base: $140,000 to $160,000; Bonus: Discretionary bonus eligible; Benefits: Medical, dental, vision, 401(k) match, PTO

Skills & Requirements

Must-have

  • 10 years compliance experience
  • Registered Investment Adviser knowledge
  • Third-party manager due diligence
  • SEC FCA regulatory requirements
  • Private equity operational functions

Nice-to-have

  • Public fixed income experience
  • Foreign jurisdiction legal research
  • Strong business writing skills
  • Proactive self-starter attitude
  • Conflict resolution capabilities

Key Requirements

  • Minimum 10 years of compliance execution experience
  • Experience with Registered Investment Adviser programs
  • Proficiency in MS Word and Excel
  • Ability to manage voluminous DDQ responses

Work Rights

Not specified

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