Central Risk Team Analyst - Institutional Securities Group Management
Morstan
Base: $110,000 - $125,000; bonus/equity: not speci...
Surveillance alert workflows
Regulatory and firm requirements
In-depth assessments
The CRT Analyst plays a key role in monitoring trading activity and supporting compliance with regulatory requirements across equity and fixed income products
Job Summary
The CRT Analyst plays a key role in monitoring trading activity and supporting compliance with regulatory requirements across equity and fixed income products.
Responsibilities include managing end-to-end surveillance alert workflows, coordinating with stakeholders, and implementing new control reports.
The role involves close collaboration with business stakeholders, Legal, Compliance, and Technology Risk to ensure adherence to laws, regulations, and firm policies.
Matching Summary
The CRT Analyst plays a key role in monitoring trading activity and supporting compliance with regulatory requirements across equity and fixed income products.
Salary
Base: $110,000 - $125,000; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Surveillance alert workflows
Regulatory and firm requirements
In-depth assessments
Monitoring trading activity
Adherence to applicable laws
Nice-to-have
Desire to learn new concepts
Positive outlook and desire to solve problems
Thrive in a fast-paced environment
Key Requirements
1-3 years financial services experience
Compliance, Risk Management, or Operations background