Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities
Job Summary
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing and systems, and investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
As a Barclays Market Business Oversight Compliance VP – E-Trading (APAC), you will provide compliance governance for electronic trading activities within the Markets business, covering Equities and FICC across the APAC region.
Matching Summary
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Skills & Requirements
Must-have
E-trading compliance governance
Market abuse investigation
Compliance risk assessment
Regulatory adherence
Financial crime investigation
Nice-to-have
Strategic recommendations
Cross-functional collaboration
Stakeholder advisory
Analytical problem-solving
Key Requirements
Minimum 7 years' experience in financial industry or compliance