In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk
Job Summary
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk.
Analyzing, filing, maintaining, and updating qualification, and employment for all prospective and current employee.
At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
Matching Summary
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk.
Skills & Requirements
Must-have
Regulatory license applications and registrations
Fit and properness checks
Continuous professional training
Client-relations skills
Partnership with business and control functions
Nice-to-have
Knowledge of licensing requirements in other jurisdictions
Ability to work independently
Handle fast-paced environment
Meet established deadlines
Key Requirements
2+ years professional experience in Registrations and Licensing
University degree and/or professional qualification
Experience in resolution of issues
Good communication skills - written and oral
Excellent interpersonal skills
Strong analytical / reasoning skills
Ability to handle highly confidential information
Ability to use various PC, MS Office and internet applications