Associate Or Associate Director, Japan Compliance

Apollo

Tokyo, Japan
Japanese regulatory obligations
Type i ii iaa dim license experience
Asset management compliance oversight
The role involves executing the Japanese compliance program to meet regulatory obligations alongside the Japan Compliance Officer

Job Summary

  • The role involves executing the Japanese compliance program to meet regulatory obligations alongside the Japan Compliance Officer.
  • Candidates must possess 3-6 years of proven compliance experience within a firm holding Type I, II, IAA, or DIM licenses in Japan.
  • Apollo offers a high-growth environment with over $938 billion in assets under management and a commitment to diverse retirement and capital solutions.

Matching Summary

The role involves executing the Japanese compliance program to meet regulatory obligations alongside the Japan Compliance Officer.

Skills & Requirements

Must-have

  • Japanese regulatory obligations
  • Type I II IAA DIM license experience
  • Asset management compliance oversight
  • Fluent English and Japanese bilingualism
  • Regulatory filing and reporting execution

Nice-to-have

  • Creative mindset for compliance solutions
  • Strong analytical and business acumen
  • Collaborative multi-jurisdictional team player
  • Experience with internal audit coordination
  • Ability to work independently with motivation

Key Requirements

  • Bachelor's degree required
  • 3-6 years financial services compliance experience in Japan
  • License knowledge: Type I, II, IAA, or DIM
  • Fluency in English and Japanese (oral and written)

Work Rights

Not specified

Tailored Resume

Cover Letter