Financial Advisor Manager - Philadelphia, Pa

TD Ameritrade

Philadelphia, Pennsylvania, United States
Base: $115,440 - $173,160 usd annually; bonus/equi...
Direct team management and supervision
Mass affluent product sales expertise
Regulatory compliance oversight
The role involves direct management of a team of Financial Advisors with responsibility for their hiring, onboarding, and daily performance

Job Summary

  • The role involves direct management of a team of Financial Advisors with responsibility for their hiring, onboarding, and daily performance.
  • Candidates must ensure compliance with all regulatory guidelines while driving Mass Affluent product sales and wealth brokerage referrals.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development programs.

Matching Summary

The role involves direct management of a team of Financial Advisors with responsibility for their hiring, onboarding, and daily performance.

Salary

Base: $115,440 - $173,160 USD annually; Bonus/Equity: Variable compensation/incentive awards eligible; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • Direct team management and supervision
  • Mass Affluent product sales expertise
  • Regulatory compliance oversight
  • Territory business development
  • Client relationship building

Nice-to-have

  • Strong communication skills
  • Project management proficiency
  • Competitive intelligence analysis
  • Community engagement activities

Key Requirements

  • Bachelor's degree or equivalent experience
  • 7-10+ years related experience
  • Life/Health, Series 65, 7, and 24 licenses
  • Ability to travel approximately 75% within territory
  • Valid driver's license required

Work Rights

Must be eligible for employment under FINRA standards; subject to background checks

Tailored Resume

Cover Letter