Director, Global Markets Supervision - Communications Program

TD Ameritrade

New York, New York, United States of America
Base: $250,000 usd; bonus/equity: eligible for cas...
7+ years related experience
Strong project management skills
Excellent analytical skills
The role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media platforms

Job Summary

  • The role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media platforms.
  • This position oversees the development of policies and procedures while managing relationships with vendors and technology stakeholders to ensure regulatory compliance.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

The role is responsible for driving a cohesive strategy for communication channels and surveillance across electronic, voice, mobile, video conferencing, and social media platforms.

Salary

Base: $250,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 7+ years related experience
  • Strong project management skills
  • Excellent analytical skills
  • Microsoft Office Excel proficiency
  • Cross-organization collaboration

Nice-to-have

  • 15+ years capital markets experience
  • Knowledge of Behavox or Smarsh tools
  • Experience working with regulators
  • Self-starter with critical thinking
  • Ability to manage competing priorities

Key Requirements

  • Bachelor's degree required
  • 7+ years of related experience
  • Knowledge of US Broker Dealer regulation
  • Experience with surveillance tools like Behavox
  • Strong leadership and interpersonal skills

Work Rights

Not specified

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