The new Associate will play a key role in support of Ares compliance with marketing materials policies
Job Summary
The new Associate will play a key role in support of Ares compliance with marketing materials policies.
The company is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers.
The role involves staying abreast of SEC and global regulatory guidelines and assisting with automation processes regarding marketing review activities.
Matching Summary
The new Associate will play a key role in support of Ares compliance with marketing materials policies.
Skills & Requirements
Must-have
Marketing materials compliance review
Financial services compliance experience
Regulatory guidance adherence
Workflow management and problem solving
Microsoft Office Suite proficiency
High accuracy and detail-oriented
Nice-to-have
Strong sense of ownership and accountability
Excellent communication skills
Client-service orientation
Ability to manage multiple assignments
Experience with Red Oak AdMaster
Process orientation
Flexible and responsive to role shifts
Key Requirements
Bachelor’s Degree required
3-6 years financial services compliance experience
Knowledge of global asset management legal and regulatory compliance
Familiarity with U.S. and global securities laws
Experience reviewing marketing materials for institutional and alternative products