Administer and manage an assigned compliance function with a high level of autonomy, using extensive knowledge in securities or banking industry compliance
Job Summary
Administer and manage an assigned compliance function with a high level of autonomy, using extensive knowledge in securities or banking industry compliance.
Oversee and execute elements of the RJ Bank compliance program(s), including regulatory change analysis, marketing material reviews, and deposit compliance advice.
Perform compliance testing and monitoring activities, analyze regulatory changes, and provide advice and guidance to business lines, potentially presenting to the RJ Bank Board of Directors and Executive Officers.
Matching Summary
Administer and manage an assigned compliance function with a high level of autonomy, using extensive knowledge in securities or banking industry compliance.
Skills & Requirements
Must-have
Banking compliance
Securities industry compliance
Regulatory change analysis
Compliance testing and monitoring
Marketing materials review
Deposit compliance advice
Nice-to-have
Foster positive business relationships
Promote team cohesiveness
Client-first focus
Continuous evolution of the firm
Key Requirements
Bachelor's degree and 8+ years of experience
CRCM certification highly preferred
Experience in financial services industry compliance