Compliance, Assistant Vice President

State Street UK

Hong Kong, Hong Kong
Equities and out-sourced trading for apac
Financial crimes compliance matters
Anti-money laundering, terrorist financing, economic sanctions
Perform a critical role for newly acquired business by providing advisory and guidance as well as promote risk excellence culture in a fast-paced, trading environment within Global Markets division

Job Summary

  • Perform a critical role for newly acquired business by providing advisory and guidance as well as promote risk excellence culture in a fast-paced, trading environment within Global Markets division.
  • Review activities and documentation focusing on higher level advisory or process management issues, and independently conduct assigned responsibilities within their section of overall compliance function.
  • Identify key issues in relation to anti-money laundering, terrorist financing, economic sanctions, fraud and anti-bribery and corruption (ABC) and provide alternatives and compliance solutions that result in strong compliance controls and support continued long-term business growth.

Matching Summary

Perform a critical role for newly acquired business by providing advisory and guidance as well as promote risk excellence culture in a fast-paced, trading environment within Global Markets division.

Skills & Requirements

Must-have

  • Equities and out-sourced trading for APAC
  • Financial crimes compliance matters
  • Anti-money laundering, terrorist financing, economic sanctions
  • Anti-bribery and corruption (ABC)
  • Compliance management policies, procedures and standards

Nice-to-have

  • Change and innovation
  • See the bigger picture
  • Data driven decisions
  • Good team player

Key Requirements

  • Bachelor’s degree or above
  • Solid compliance related experience
  • Equities and out-sourced trading for APAC markets
  • SFC regulated activities (type 1 and 2) experience

Work Rights

Not specified

Tailored Resume

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