The Investment Compliance team supports the firm’s global investment platform by ensuring investment activities comply with client mandates, regulatory requirements and internal policies
Job Summary
The Investment Compliance team supports the firm’s global investment platform by ensuring investment activities comply with client mandates, regulatory requirements and internal policies.
You will conduct periodic and thematic compliance reviews in line with the established monitoring and testing plan.
We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.
Matching Summary
The Investment Compliance team supports the firm’s global investment platform by ensuring investment activities comply with client mandates, regulatory requirements and internal policies.
Skills & Requirements
Must-have
Conduct compliance reviews
Perform process walkthroughs
Execute internal control testing
Analyze large datasets
Leverage data analytics
Work with regulatory requirements
Nice-to-have
Proactive and innovative mindset
Detail-oriented and forward-thinking
Collaborate with stakeholders
Strengthen control environments
Key Requirements
Bachelor’s degree in finance or related field
2-5 years’ experience in asset management, advisory, or investment banking
Prior experience in compliance monitoring, control testing, or regulatory reviews preferred
Professional certification such as CA, CIA, FRM or CFA preferred