Compliance Officer Asset Management – Cdi (h/f)

Rothschild & Co UK

Not specified
Regulatory compliance expertise
Kyc/kyd client control procedures
Due diligence examination skills
Rothschild & Co UK is seeking a Compliance Officer for its Asset Management division. This role involves ensuring compliance with regulations, conducting due diligence, and participating in various compliance-related activities within a small team

Job Summary

  • The role involves participating in the evolution of existing compliance control systems and conducting KYC/KYD checks for clients.
  • Candidates will be responsible for drafting and updating departmental procedures while assisting operational teams with ethical rules and conflict of interest management.
  • This position offers a unique opportunity to join a family-controlled international financial group with over 200 years of market presence.

Matching Summary

Match Score: 75

Rothschild & Co UK is seeking a Compliance Officer for its Asset Management division. This role involves ensuring compliance with regulations, conducting due diligence, and participating in various compliance-related activities within a small team.

Skills & Requirements

Must-have

  • Regulatory compliance expertise
  • KYC/KYD client control procedures
  • Due diligence examination skills
  • Regulatory monitoring capabilities
  • Procedural documentation writing

Nice-to-have

  • Strong analytical and synthesis abilities
  • Excellent interpersonal and diplomatic skills
  • Proactive and autonomous work style
  • High level of confidentiality awareness
  • Ability to adapt to changing priorities

Key Requirements

  • Higher education degree in Law or Economics
  • Prior experience in Compliance is preferred
  • Good English language proficiency required

Work Rights

Not specified

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