Audit Manager I - Compliance

TD Ameritrade

Mount Laurel, New Jersey, United States of America
Base: $75,020.00 - $125,180.00 usd; bonus/equity: ...
**
5+ years of relevant audit experience
Undergraduate degree required
Execute testing of controls and walkthroughs
** TD Ameritrade is seeking an experienced Audit Manager I - Compliance to oversee and perform audits while ensuring adherence to established standards. The role requires a minimum of five years of relevant experience and offers an opportunity for professional growth within a leading global financial institution. **

Job Summary

  • The role involves working as an audit subject matter expert who oversees and independently performs audits from end-to-end.
  • Candidates will execute testing of controls including walkthroughs, test scripts, and issue management while ensuring adherence to established standards.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and extensive career development opportunities.

Matching Summary

Match Score: 75

** TD Ameritrade is seeking an experienced Audit Manager I - Compliance to oversee and perform audits while ensuring adherence to established standards. The role requires a minimum of five years of relevant experience and offers an opportunity for professional growth within a leading global financial institution. **

Salary

Base: $75,020.00 - $125,180.00 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • 5+ years of relevant audit experience
  • Undergraduate degree required
  • Execute testing of controls and walkthroughs
  • Develop Audit Planning Memorandum and pRCM
  • Manage issue identification and findings grid

Nice-to-have

  • Ability to lead moderately complex audits
  • Experience integrating cross-functional processes
  • Strong stakeholder communication skills
  • Knowledge of emerging regulatory trends

Key Requirements

  • Undergraduate degree
  • 5+ years of relevant experience
  • US work authorization not specified

Work Rights

Not specified

Tailored Resume

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