Compliance Analyst – Cat Transaction System

Interactive Brokers Group, Inc.

Greenwich, CT, United States
Competitive salary; annual performance-based bonus...
On-site
Bachelor's degree in quantitative field
1-2 years data analyst experience
Python or perl programming skills
This hybrid role focuses on compliance supervision over the Consolidated Audit Trail (CAT) reporting systems to ensure firm adherence to regulations

Job Summary

  • This hybrid role focuses on compliance supervision over the Consolidated Audit Trail (CAT) reporting systems to ensure firm adherence to regulations.
  • The position requires strong analytical skills to review regulatory data, identify root causes of errors, and automate feedback systems using programming languages like Python.
  • Interactive Brokers offers competitive compensation including a performance-based bonus, stock grants, and comprehensive health benefits with company-paid premiums.

Matching Summary

This hybrid role focuses on compliance supervision over the Consolidated Audit Trail (CAT) reporting systems to ensure firm adherence to regulations.

Salary

Competitive salary; Annual performance-based bonus and stock grant; Retirement plan 401(k) with match

Skills & Requirements

Must-have

  • Bachelor's degree in quantitative field
  • 1-2 years Data Analyst experience
  • Python or Perl programming skills
  • SQL database query proficiency
  • Regulatory research and interpretation

Nice-to-have

  • FINRA CAT or OATS system familiarity
  • FIX protocol knowledge
  • UNIX command line experience
  • Atlassian JIRA/Confluence usage
  • Commodities or securities industry background

Key Requirements

  • Bachelor's degree required
  • 1–2 years of Data Analyst experience
  • Strong problem-solving and communication skills

Work Rights

Not specified

Tailored Resume

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