Securities Operations Specialist - Quality Control
Wells Fargo
Saint Louis, Missouri, US
Hybrid
Securities operations experience
Quality control functions
Process improvements
This role will focus on Priority Credit Line products and will be responsible for quality control functions such as maintaining, enhancing, and developing effective controls
Job Summary
This role will focus on Priority Credit Line products and will be responsible for quality control functions such as maintaining, enhancing, and developing effective controls.
In this role, you will participate in low to moderately complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations such as audits and control walkthroughs.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.
Matching Summary
This role will focus on Priority Credit Line products and will be responsible for quality control functions such as maintaining, enhancing, and developing effective controls.
Skills & Requirements
Must-have
Securities Operations experience
Quality control functions
Process improvements
Operational tasks analysis
Risk identification and escalation
Daily securities and cash production work
Nice-to-have
Subject Matter Expert on escalated issues
Customer relationship building
Risk mitigating culture
Compliance-driven culture
Key Requirements
2+ years of Securities Operations experience
2+ years of Brokerage Operations experience
2+ years of Collateral Management experience
Knowledge of BETA or financial mainframe systems
Ability to process moderately complex transactions
Ability to track project progress and identify process gaps