Senior Compliance Officer, Global Control Room

TD Bank

New York, New York, United States
Base: $100,000 - $135,000 usd; bonus/equity: not s...
Global control room expertise
Change management
Project management
The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new deployments, and enhancements

Job Summary

  • The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new deployments, and enhancements.
  • Responsibilities include responding to regulatory inquiries, managing audit findings, enhancing quality assurance processes, and promoting a strong risk & compliance culture.
  • TD offers a Total Rewards package including base salary, variable compensation, health and well-being benefits, savings programs, and career development opportunities.

Matching Summary

The successful hire will assist the Global Control Room Head and the GCR Portfolio Management VP with implementing a program focused on regulatory initiatives, new deployments, and enhancements.

Salary

Base: $100,000 - $135,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Global Control Room expertise
  • Change management
  • Project management
  • Regulatory remediation efforts
  • Risk identification and mitigation

Nice-to-have

  • Strategic thinking
  • Excellent judgment
  • Fast-paced environment adaptability
  • Data visualization tools experience
  • Advanced Excel skills

Key Requirements

  • Bachelors degree required
  • 5-7 years overall work experience
  • 3+ years banking/finance industry experience
  • Familiarity with regulations and risk management
  • Experience with complex regulatory remediation

Work Rights

Not specified

Tailored Resume

Cover Letter