Job Summary

• This role plays a key role in supporting the firm’s global compliance program, focusing primarily on reviewing marketing and investor-facing materials.
• Responsibilities include supporting the firm’s global regulatory compliance framework, reviewing and approving marketing materials, and overseeing anti-money laundering responsibilities.
• The firm offers competitive compensation, comprehensive health benefits, a retirement savings plan with employer matching, and professional development opportunities.

Matching Summary

Salary

Base: $100,000-150,000; Bonus/Equity: Annual discretionary bonuses and long-term incentive programs available; Benefits: Comprehensive health, dental, and vision insurance plans, retirement savings plan with employer matching

Skills & Requirements

Key Requirements

• 3-5 years of prior work experience
• Bachelor's degree required
• Experience reviewing marketing materials for a registered investment advisory firm or registered broker-dealer

Work Rights