Not specified (assumed hybrid or onsite based on industry norms)
2-3 years qa or controls testing experience
Knowledge of private banking front office processes
Experience with post-trade surveillance activities
D L Resources Pte Ltd is seeking a Banking Compliance - Risk, Quality Assurance & Controls Analyst for its Private Banking sector in Singapore. The role focuses on conducting quality assurance checks and post-trade surveillance, ensuring compliance and risk management in front office activities
Job Summary
This role involves conducting quality assurance through regular thematic testing and ongoing post-transaction reviews within the Private Bank Business Risk & Control Management team.
The analyst will perform post-trade surveillance including tape listening and email monitoring to ensure compliance with regulatory requirements and internal controls.
Candidates must be able to identify root causes of process exceptions, propose corrective actions, and effectively interact with front office staff to resolve disputes.
Matching Summary
Match Score: 85
D L Resources Pte Ltd is seeking a Banking Compliance - Risk, Quality Assurance & Controls Analyst for its Private Banking sector in Singapore. The role focuses on conducting quality assurance checks and post-trade surveillance, ensuring compliance and risk management in front office activities.
Skills & Requirements
Must-have
2-3 years QA or controls testing experience
Knowledge of private banking front office processes
Experience with post-trade surveillance activities
Nice-to-have
Excel VBA knowledge
Strong communication and analytical skills
Ability to work independently under pressure
Key Requirements
Minimum 2-3 years experience in QA or controls testing
Good knowledge of front office processes in private banking
Proven ability to balance business needs and controls requirements