Base: $3,500 - $4,500; bonus/equity: not specified...
Flexi working hours, monday to friday.
Experience in financial advisory industry
Knowledge of financial advisers act
Proficiency with microsoft excel
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for their financial advisory firm in Singapore. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department, requiring relevant experience and skills
Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
Key responsibilities include performing balanced scorecard audits, regulatory reporting, misconduct investigations, and conducting due diligence on business relationships.
Candidates must be skilled in communicating regulatory changes and supporting their implementation across the organization.
Matching Summary
Match Score: 85
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for their financial advisory firm in Singapore. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department, requiring relevant experience and skills.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Experience in financial advisory industry
Knowledge of Financial Advisers Act
Proficiency with Microsoft Excel
Nice-to-have
Compliance qualification preferred
Insurance industry experience advantageous
Motivated to stay abreast of regulatory developments