Compliance Officer- Periodic Review (Private Bank, 6/12 months Contract) - 3 vacancies

GMP TECHNOLOGIES (S) PTE LTD

Singapore, Singapore
Not specified
3-5 years experience in kyc onboarding or periodic review
Strong knowledge of mas 626 notice & guidelines
Experience with private banking and wealth management industry
GMP Technologies (S) Pte Ltd is seeking a Compliance Officer for a 6-12 month contract based in Singapore, focusing on the periodic review of high-risk client relationships within a private banking context. The role involves collaboration with various stakeholders to ensure compliance with AML/CFT/CDD regulations and conducting reviews and assessments of client profiles

Job Summary

  • The role involves reviewing and approving all High and Highest existing client relationships, portfolios, and accounts within the bank.
  • Candidates must ensure conformity to internal requirements and latest regulatory standards on AML/CFT/CDD while assessing source of wealth narratives.
  • The position requires collaborating with key stakeholders including Risk Management, AML Investigations, and overseas Relationship Managers to guide periodic review submissions.

Matching Summary

Match Score: 85

GMP Technologies (S) Pte Ltd is seeking a Compliance Officer for a 6-12 month contract based in Singapore, focusing on the periodic review of high-risk client relationships within a private banking context. The role involves collaboration with various stakeholders to ensure compliance with AML/CFT/CDD regulations and conducting reviews and assessments of client profiles.

Skills & Requirements

Must-have

  • 3-5 years experience in KYC Onboarding or Periodic Review
  • Strong knowledge of MAS 626 Notice & Guidelines
  • Experience with Private Banking and Wealth Management industry
  • Ability to assess High and Highest risk client profiles
  • Proficiency in name screening tools like World Check and Factiva

Nice-to-have

  • Experience managing internal and external regulatory audits
  • Ability to collaborate with overseas Relationship Managers
  • Strong stakeholder management skills across front office teams
  • Participation in process improvement projects
  • PC proficiency in MS Word, Excel, and PowerPoint

Key Requirements

  • At least 3-5 years' experience in KYC/Periodic Review
  • Good degree understanding of Private Banking industry
  • Strong knowledge of MAS 626 Notice & Guidelines

Work Rights

Not specified

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