Leading the team performing BAU Employee compliance activities, including Personal Trading, Outside Business Activities, Gifts and Entertainment, Complaints, MiFID II Knowledge and Competency
Job Summary
Leading the team performing BAU Employee compliance activities, including Personal Trading, Outside Business Activities, Gifts and Entertainment, Complaints, MiFID II Knowledge and Competency.
The role offers opportunity for extensive engagement across all functions and with individuals at all levels, providing SME content to the business and L&C stakeholders.
BlackRock offers a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO).
Matching Summary
Leading the team performing BAU Employee compliance activities, including Personal Trading, Outside Business Activities, Gifts and Entertainment, Complaints, MiFID II Knowledge and Competency.
Skills & Requirements
Must-have
Employee compliance activities
Personal Trading
Outside Business Activities
Gifts and Entertainment
MiFID II Knowledge and Competency
Regulatory requirements
Risk management experience
Nice-to-have
Thought leadership
Collaboration with business teams
Innovation in processes
Client focused advice
Key Requirements
Sector experience within asset management or investment banking
Strong general risk management and/or Compliance experience