Regional Supervision Officer

BMO

Toronto, Ontario, Canada
Base: $69,000.00 - $129,000.00; bonus/equity: may ...
Ciro registrant in good standing
Knowledge of supervision regulations
Experience with regulatory compliance
The role involves supporting sales supervision activities and ensuring all designated branches meet regulatory requirements

Job Summary

  • The role involves supporting sales supervision activities and ensuring all designated branches meet regulatory requirements.
  • Candidates will act as an escalation point for supervisory issues and provide recommendations on risk management strategies.
  • BMO offers a comprehensive benefits package including health insurance, tuition reimbursement, and retirement savings plans.

Matching Summary

The role involves supporting sales supervision activities and ensuring all designated branches meet regulatory requirements.

Salary

Base: $69,000.00 - $129,000.00; Bonus/Equity: May include commission structure and performance-based incentives; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • CIRO registrant in good standing
  • Knowledge of supervision regulations
  • Experience with regulatory compliance
  • Ability to conduct risk assessments

Nice-to-have

  • Strong analytical and problem-solving skills
  • Excellent verbal and written communication
  • Experience in strategic planning
  • Collaborative team player mindset

Key Requirements

  • 5-7 years relevant experience
  • Post-secondary degree or equivalent
  • CIRO registration required
  • FINRA Series 7 and 63 exams completed
  • Series 24 preferred

Work Rights

Not specified

Tailored Resume

Cover Letter