Supervisor – Transfer Agency

Apexgroup Inc

Multiple Locations
Investor transaction processing
Aml and fatca /crs requirements
Operational oversight
The Transfer Agency AVP is responsible for overseeing day to day operations, including checking responsibilities for transactions and payments, liaising with investors, clients and internally, oversight of key control functions, project management, point of escalation for team members, people management and change management

Job Summary

  • The Transfer Agency AVP is responsible for overseeing day to day operations, including checking responsibilities for transactions and payments, liaising with investors, clients and internally, oversight of key control functions, project management, point of escalation for team members, people management and change management.
  • Apex Group aims to supercharge your unique skills and experience, offering the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.
  • Responsibilities include managing operational processes and deliveries for allocated clients, ensuring team operates within a clearly defined control environment, and fostering an environment where procedures and policies are adhered to.

Matching Summary

The Transfer Agency AVP is responsible for overseeing day to day operations, including checking responsibilities for transactions and payments, liaising with investors, clients and internally, oversight of key control functions, project management, point of escalation for team members, people management and change management.

Skills & Requirements

Must-have

  • Investor transaction processing
  • AML and FATCA /CRS requirements
  • Operational oversight
  • Client relationship management
  • Fund legal structures understanding

Nice-to-have

  • Positive disrupter
  • Continuous improvement drive
  • Solution-focused team
  • Adaptable and flexible environment

Key Requirements

  • Shareholder Services experience
  • AML / KYC/ FATCA / CRS experience
  • Fund administration business knowledge

Work Rights

Not specified

Tailored Resume

Cover Letter