Not specified (assumed to be hybrid based on industry standards).
Daily post-trade compliance monitoring
Bloomberg and aladdin rule coding
Personal dealing policy administration
AIA is seeking a Manager of Investment Compliance to oversee and ensure adherence to investment compliance protocols, including daily post-trade monitoring and personal dealing compliance. The ideal candidate will have at least eight years of experience in investment compliance, strong regulatory knowledge, and the ability to mentor junior team members
Job Summary
The role is responsible for performing second-line investment compliance oversight including daily post-trade monitoring and breach escalation.
Candidates must have a minimum of 8 years of experience in investment compliance with strong knowledge of financial instruments and derivatives.
The position offers the opportunity to guide junior team members while continuously improving monitoring processes and controls within a global organization.
Matching Summary
Match Score: 85
AIA is seeking a Manager of Investment Compliance to oversee and ensure adherence to investment compliance protocols, including daily post-trade monitoring and personal dealing compliance. The ideal candidate will have at least eight years of experience in investment compliance, strong regulatory knowledge, and the ability to mentor junior team members.
Skills & Requirements
Must-have
Daily post-trade compliance monitoring
Bloomberg and Aladdin rule coding
Personal dealing policy administration
Annual investment compliance plan execution
E-communication surveillance and investigation
Nice-to-have
Experience with Private Assets investments
Knowledge of Shield or StarCompliance systems
Fluency in Mandarin, Cantonese, Thai, or Tagalog
Strong stakeholder management skills
Project management for compliance initiatives
Key Requirements
Degree in Accounting, Finance, Economics, or Business Management
Minimum 8 years of experience in investment compliance
Broad regulatory knowledge of MAS, UCITS, HK SFC, FATCA