Financial Advisor - Rego Park, Ny

TD Bank

Rego Park, New York, United States of America
Base: $74,880 - $112,320 usd; bonus/equity: variab...
Onsite (40 hours per week)
Selling investments experience
Providing financial planning guidance
Client discovery and needs analysis
TD Bank is seeking a Transitional Financial Advisor in Rego Park, NY, to provide financial planning and investment management solutions to clients in the Mass Affluent segment. The role is part of a three-year program focused on client relationship management, sales goals, and compliance with regulatory standards

Job Summary

  • The role involves serving as the central point of contact for Mass Affluent clients to achieve their wealth goals through asset accumulation, preservation, growth, and protection.
  • Candidates must leverage their experience to identify client needs, conduct thorough financial needs analyses, and provide goals-based investment recommendations.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, retirement programs, and extensive career development opportunities.

Matching Summary

Match Score: 85

TD Bank is seeking a Transitional Financial Advisor in Rego Park, NY, to provide financial planning and investment management solutions to clients in the Mass Affluent segment. The role is part of a three-year program focused on client relationship management, sales goals, and compliance with regulatory standards.

Salary

Base: $74,880 - $112,320 USD; Bonus/Equity: Variable compensation/incentive awards eligible; Benefits: Health, savings, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • selling investments experience
  • providing financial planning guidance
  • client discovery and needs analysis
  • annual client review execution
  • wealth solutions recommendation

Nice-to-have

  • customer-centric legendary service
  • fast-paced environment adaptability
  • community involvement and charity support
  • mentoring new financial advisors
  • partnership with retail banking staff

Key Requirements

  • 4-year degree or equivalent work experience
  • 2+ years selling investments and financial planning
  • SIE, Series 7, and Series 65/66 licenses required
  • Life/Health Licenses or ability to obtain
  • Valid Driver's License required

Work Rights

Not specified

Tailored Resume

Cover Letter