Audit Manager I (us) - Financial Crimes - Aml

TD Ameritrade

New York, New York, United States of America
Base: $83,450 - $125,180 usd; bonus/equity: eligib...
5+ years of relevant audit experience
Undergraduate degree required
Conducts audit work based on established plans
The role involves executing audits for an assigned business function as part of a team or individual contributor while providing subject matter expertise

Job Summary

  • The role involves executing audits for an assigned business function as part of a team or individual contributor while providing subject matter expertise.
  • Candidates will be responsible for overseeing moderately complex audits, developing audit planning memorandums, and presenting objective opinions on internal controls.
  • TD Ameritrade offers a competitive compensation package including base salary, variable incentives, health benefits, and extensive career development opportunities.

Matching Summary

The role involves executing audits for an assigned business function as part of a team or individual contributor while providing subject matter expertise.

Salary

Base: $83,450 - $125,180 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • 5+ years of relevant audit experience
  • Undergraduate degree required
  • Conducts audit work based on established plans
  • Executes testing of controls and walkthroughs
  • Develops Audit Planning Memorandum and reports

Nice-to-have

  • Subject matter expertise in financial crimes
  • Ability to coach and educate others
  • Strong stakeholder communication skills
  • Knowledge of emerging regulatory trends
  • Experience with cross-functional process integration

Key Requirements

  • Undergraduate degree
  • 5+ years of relevant experience
  • US work authorization not specified

Work Rights

Not specified

Tailored Resume

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