Base: not specified; bonus/equity: bonuses + commi...
Onsite
Finops compliance program execution
Regulatory compliance management (rcm)
Canadian securities regulatory environment
The Associate Director, FinOps is responsible for the overall execution of the compliance program within RBC focused on Finance and Operational coverage for Capital Markets, Wealth Management and Direct Investing business lines
Job Summary
The Associate Director, FinOps is responsible for the overall execution of the compliance program within RBC focused on Finance and Operational coverage for Capital Markets, Wealth Management and Direct Investing business lines.
The role includes maintaining relationships with regulatory agencies, managing governance frameworks, and acting as a subject matter expert for trade reporting, clearing agency requirements, and finance-related activities.
RBC offers a comprehensive Total Rewards Program including bonuses and flexible benefits, leadership support for development, flexible work/life balance options, and opportunities to make a lasting impact.
Matching Summary
The Associate Director, FinOps is responsible for the overall execution of the compliance program within RBC focused on Finance and Operational coverage for Capital Markets, Wealth Management and Direct Investing business lines.
Salary
Base: Not specified; Bonus/Equity: Bonuses and commissions mentioned; Benefits: Flexible benefits and comprehensive Total Rewards Program
Skills & Requirements
Must-have
FinOps Compliance program execution
Regulatory Compliance Management (RCM)
Canadian Securities regulatory environment
Trade and transaction reporting
Clearing agency requirements
Finance-related regulatory activity
Governance framework development
Nice-to-have
Strong initiative and organizational skills
Moderate to expert PowerPoint and Excel skills
Participation in industry working groups
Ability to communicate complex ideas clearly
Backup for Global Securities Aggregation program
Collaboration in high-performing teams
Key Requirements
Seven or more years in Securities or Finance industry
Experience with Canadian Securities regulatory environment
Experience developing national compliance programs