Risk Officer, Assistant Vice President

Morgan Stanley

New York, US
Base: $85,000 - $140,000 py; bonus/equity: commiss...
5 years financial services experience
Wealth management domain knowledge
Audit and compliance coordination
The role involves providing comprehensive risk support and acting as the central point of contact for internal audits, compliance reviews, and regulatory inquiries within the Wealth Management Platforms division

Job Summary

  • The role involves providing comprehensive risk support and acting as the central point of contact for internal audits, compliance reviews, and regulatory inquiries within the Wealth Management Platforms division.
  • Candidates will lead audit preparations, draft final reports with action plans, and manage issues to ensure accountability across various business units including Digital Trading and Generative AI.
  • Morgan Stanley offers a collaborative environment with competitive compensation ranging from $85,000 to $140,000 base pay, along with comprehensive benefits and opportunities for career growth.

Matching Summary

The role involves providing comprehensive risk support and acting as the central point of contact for internal audits, compliance reviews, and regulatory inquiries within the Wealth Management Platforms division.

Salary

Base: $85,000 - $140,000 per year; Bonus/Equity: Commission, incentive compensation, discretionary bonuses possible; Benefits: Comprehensive employee benefits and perks

Skills & Requirements

Must-have

  • 5 years financial services experience
  • Wealth Management domain knowledge
  • Audit and compliance coordination
  • Operational risk management
  • Business continuity planning

Nice-to-have

  • Strong stakeholder collaboration skills
  • Fast-paced dynamic environment adaptability
  • Generative AI governance awareness
  • Digital assets risk understanding
  • Fraud prevention controls knowledge

Key Requirements

  • Minimum 5 years in Risk or Compliance
  • Wealth Management experience preferred
  • CRISC, CISA, or CISSP certification preferred

Work Rights

Not specified

Tailored Resume

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