Base: $115,440 - $186,160 usd; bonus/equity: not s...
On-site
Compliance risk assessment framework
U.s. banking regulations
Risk management mindset
Serve as Compliance lead for managing and facilitating the U.S. Compliance Risk Assessment, reporting to the U.S. Head of Compliance Programs
Job Summary
Serve as Compliance lead for managing and facilitating the U.S. Compliance Risk Assessment, reporting to the U.S. Head of Compliance Programs.
Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities.
The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank’s size, complexity, and risk profile.
Matching Summary
Serve as Compliance lead for managing and facilitating the U.S. Compliance Risk Assessment, reporting to the U.S. Head of Compliance Programs.
Salary
Base: $115,440 - $186,160 USD; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Compliance Risk Assessment framework
U.S. banking regulations
risk management mindset
Microsoft Office Suite proficiency
regulatory compliance risk management frameworks
Nice-to-have
entrepreneurial mindset
comfort with ambiguity
anticipate needs
intellectual challenge
building from the ground up
Key Requirements
10+ years of experience
Undergraduate degree or equivalent work experience
Minimum of 10 years of prior regulatory, compliance, and/or risk management experience
Experience conducting a Compliance Risk Assessment