The role plays a critical part in delivering regulatory compliance and financial crime obligations across Apex-managed entities as part of the first line of defense
Job Summary
The role plays a critical part in delivering regulatory compliance and financial crime obligations across Apex-managed entities as part of the first line of defense.
Candidates will execute the Compliance Monitoring Programme by performing testing, gathering evidence, and documenting findings with appropriate risk ratings.
The position requires drafting clear, accurate, and regulator-ready CMP reports for review by senior leadership including the CO, MLCO, and MLRO.
Matching Summary
The role plays a critical part in delivering regulatory compliance and financial crime obligations across Apex-managed entities as part of the first line of defense.
Skills & Requirements
Must-have
AML/CFT compliance experience
GFSC regulatory framework knowledge
Compliance Monitoring Programme execution
Regulator-ready report writing skills
Control weakness identification
Nice-to-have
Managed licensee environment experience
Strong sense of ownership
Methodical process-driven approach
Confidence to escalate issues
Positive disruption mindset
Key Requirements
Approximately 1+ years of experience
Relevant compliance or financial crime qualification
Experience in regulated financial services environment