The role encompasses detailed management, oversight and advisory of the Firm’s compliance and group legal requirements, with a global outlook
Job Summary
The role encompasses detailed management, oversight and advisory of the Firm’s compliance and group legal requirements, with a global outlook.
Key responsibilities include deputizing for the CCLO, enforcement of Second Line of Defence, responsibility for the Risk Management Framework, and providing advice on financial crime.
The company offers a supportive team environment, international scope, hybrid working, and a comprehensive benefits package including private pension and healthcare.
Matching Summary
The role encompasses detailed management, oversight and advisory of the Firm’s compliance and group legal requirements, with a global outlook.
Skills & Requirements
Must-have
Regulatory, Compliance and Risk management
ESG Reporting (CSRD, CSDDD)
Financial crime advice (AML/CTF)
Compliance testing and monitoring
Management Information and Board Materials
Nice-to-have
Intellectual curiosity and independence
Excellent presentation and communication skills
Flexibility and delivery focus
Passion for clean energy mission
Key Requirements
5-8 years compliance/legal experience in financial services
Strong knowledge of investment management industry
Good knowledge of FCA Handbook and FINRA rules
Good knowledge of European financial markets regulation (AIFMD/MiFID/MAR)