Compliance Manager

Chartwell Investment Partners

Banking compliance reviews knowledge
Federal banking regulatory expertise
Commercial lending and deposits understanding
The role involves overseeing the compliance program for an assigned business entity to ensure processes are integrated with business operations

Job Summary

  • The role involves overseeing the compliance program for an assigned business entity to ensure processes are integrated with business operations.
  • Candidates will manage external compliance examinations and provide escalated support to resolve complex commercial banking issues.
  • The position requires developing compliance training programs and maintaining records while ensuring activities align with risk mitigation levels.

Matching Summary

The role involves overseeing the compliance program for an assigned business entity to ensure processes are integrated with business operations.

Skills & Requirements

Must-have

  • Banking compliance reviews knowledge
  • Federal banking regulatory expertise
  • Commercial lending and deposits understanding
  • Policy development and implementation
  • External examination management

Nice-to-have

  • Coaching and mentoring junior staff
  • Risk-based recommendations to senior management
  • Strong oral and written presentation skills
  • Collaboration with internal audit teams
  • Continuous evolution of firm culture

Key Requirements

  • Bachelor's degree in Accounting, Actuarial Science, or Applied Mathematics
  • Minimum 6 years of experience in Compliance or financial services
  • Knowledge of FDIC, FFIEC, and Federal Reserve regulations
  • Preferred Securities Industry Essentials Exam (SIE) certification

Work Rights

Not specified

Tailored Resume

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