Base salary components included; + compensation (c...
Hybrid
12 years of supervision experience in financial services
Series 7, 9, 10, or 24 license required
Series 63 or 65 equivalent required
Chartwell Investment Partners is seeking a Vice President, Division Supervision Officer to lead and oversee supervisory and risk functions across a designated territory. The ideal candidate will have extensive experience in the financial services industry and be responsible for setting strategy, establishing supervisory standards, and ensuring compliance with regulatory requirements
Job Summary
The Vice President provides enterprise leadership for supervisory and risk functions across an assigned territory while partnering closely with Division Leadership.
This role serves as the senior escalation point for complex supervisory matters including heightened regulatory risk and significant client impact.
The position offers a comprehensive benefits package including medical, dental, vision, life insurance, disability benefits, and retirement savings.
Matching Summary
Match Score: 85
Chartwell Investment Partners is seeking a Vice President, Division Supervision Officer to lead and oversee supervisory and risk functions across a designated territory. The ideal candidate will have extensive experience in the financial services industry and be responsible for setting strategy, establishing supervisory standards, and ensuring compliance with regulatory requirements.
Salary
Base salary components included; Additional compensation (cash or equity) may be available; Discretionary bonuses or commissions possible
Skills & Requirements
Must-have
12 years of supervision experience in financial services
Series 7, 9, 10, or 24 license required
Series 63 or 65 equivalent required
Leadership of supervision professionals team
Regulatory examination readiness management
Nice-to-have
Strong executive presence and stakeholder influence
Experience with complex case management
Strategic decision-making with minimal direction
Change management communication skills
Knowledge of supervisory technology tools
Key Requirements
Bachelor's degree required
Minimum 12 years Administrative Manager or Supervision experience