Field Supervision Analyst

Manulife

Toronto, Ontario, Canada
Base: $73,725.00 cad - $122,875.00 cad; bonus/equi...
Hybrid
Tier 1 daily supervisory activities
Ciro requirements adherence
Routine reviews and documentation quality
The Field Supervision Analyst is a mid-level frontline supervision role responsible for executing Tier 1 daily supervisory activities from a Manulife office location in the assigned region

Job Summary

  • The Field Supervision Analyst is a mid-level frontline supervision role responsible for executing Tier 1 daily supervisory activities from a Manulife office location in the assigned region.
  • Responsibilities include Tier 1 supervision, approval of daily, monthly, quarterly trade reports, review and approval of new accounts and KYC updates, and communication with advisor teams regarding compliance inquiries.
  • Manulife offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans.

Matching Summary

The Field Supervision Analyst is a mid-level frontline supervision role responsible for executing Tier 1 daily supervisory activities from a Manulife office location in the assigned region.

Salary

Base: $73,725.00 CAD - $122,875.00 CAD; Bonus/Equity: Incentive programs and incentive compensation tied to business and individual performance; Benefits: Health, dental, mental health, vision, disability, life insurance, retirement savings plans, paid time off

Skills & Requirements

Must-have

  • Tier 1 daily supervisory activities
  • CIRO requirements adherence
  • routine reviews and documentation quality
  • timely escalation of issues
  • new account and KYC review

Nice-to-have

  • strong supervisory foundation
  • building expertise
  • contribute ideas to streamline workflows
  • bilingual English/French

Key Requirements

  • Registered as Supervisor and Registered Representative with CIRO
  • 2-4+ years CIRO dealer supervision experience
  • Completion of CSC, CPH, Investment Dealer Supervisors Courses
  • Ability to be registered as a Supervisor with CIRO
  • Strong knowledge of Canadian Regulatory framework

Work Rights

Not specified

Tailored Resume

Cover Letter