Senior Private Side Compliance Officer, Executive Director - Legal & Compliance

Morgan Stanley UK

Tokyo, Japan
Private side compliance program
Institutional securities businesses
Capital markets transactions
The Senior Private Side Compliance Officer will lead a team to provide effective oversight of the Private Side Compliance Program, driving compliance with regulations, policies, and standards

Job Summary

  • The Senior Private Side Compliance Officer will lead a team to provide effective oversight of the Private Side Compliance Program, driving compliance with regulations, policies, and standards.
  • Key responsibilities include advising businesses on conduct and policies, developing and enforcing compliance programs, and liaising with business leads and global colleagues to identify and mitigate risks.
  • Morgan Stanley offers an environment where employees are supported and empowered, with opportunities for growth and comprehensive benefits, fostering a culture of inclusion and collaboration.

Matching Summary

The Senior Private Side Compliance Officer will lead a team to provide effective oversight of the Private Side Compliance Program, driving compliance with regulations, policies, and standards.

Skills & Requirements

Must-have

  • Private Side Compliance Program
  • Institutional securities businesses
  • Capital markets transactions
  • Regulatory compliance
  • Risk identification and mitigation

Nice-to-have

  • Strategic focus and process oversight
  • Collaborative team player
  • Diverse stakeholder relationships
  • Fast-paced environment adaptability

Key Requirements

  • Minimum 7-10 years relevant experience
  • Bilingual fluency in Japanese and English
  • Experience in capital markets transactions

Work Rights

Not specified

Tailored Resume

Cover Letter