Vp, Head Of Regulatory Compliance, Uob Asset Management

UOB United Overseas Bank Limited

Singapore
Not specified (assumed onsite due to company and role nature).
6-10 years asset management experience
Securities and futures act knowledge
Anti-money laundering regulatory expertise
UOB United Overseas Bank Limited is seeking a VP, Head of Regulatory Compliance for its Asset Management division in Singapore. The ideal candidate will have 6-10 years of experience in regulatory compliance within the asset management or banking sectors, and will oversee compliance operations while providing guidance to various teams

Job Summary

  • The successful candidate will join a small team of three to provide regulatory compliance advice to the UOBAM Group's asset management business.
  • Key responsibilities include reviewing regulation risk assessments, preparing annual compliance plans, and negotiating contractual agreements.
  • The role requires providing functional guidance to compliance officers across overseas investment management entities to ensure global oversight.

Matching Summary

Match Score: 85

UOB United Overseas Bank Limited is seeking a VP, Head of Regulatory Compliance for its Asset Management division in Singapore. The ideal candidate will have 6-10 years of experience in regulatory compliance within the asset management or banking sectors, and will oversee compliance operations while providing guidance to various teams.

Skills & Requirements

Must-have

  • 6-10 years Asset Management experience
  • Securities and Futures Act knowledge
  • Anti-Money Laundering regulatory expertise
  • Team management in compliance function
  • Prospectus and offering document preparation

Nice-to-have

  • Programming languages R or Python
  • Knowledge of statistics
  • Strong interpersonal and team player skills
  • Ability to travel to subsidiaries

Key Requirements

  • Degree holder or professional qualification in business, law, or related discipline
  • 6-10 years of experience in Asset Management, Banking, KYC, and AML
  • Prior experience managing a team
  • Experience in legal, compliance, audit, or regulatory work in financial services

Work Rights

Not specified

Tailored Resume

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