Delivery Director, Global Market Conduct Delivery

TD Ameritrade

New York, New York, United States of America
Base: $190,000 - $225,000 usd; bonus/equity: eligi...
Hybrid
15+ years end-to-end delivery expertise
Capital markets regulatory remediation experience
Sec cftc finra doj engagement support
This senior role is responsible for translating regulatory commitments into disciplined, auditable outcomes across multiple remediation initiatives

Job Summary

  • This senior role is responsible for translating regulatory commitments into disciplined, auditable outcomes across multiple remediation initiatives.
  • The position requires leading cross-functional teams to drive complex compliance programs involving data, technology, and business domains.
  • Candidates must possess deep experience with SEC, CFTC, FINRA, and DOJ engagements within the capital markets sector.

Matching Summary

This senior role is responsible for translating regulatory commitments into disciplined, auditable outcomes across multiple remediation initiatives.

Salary

Base: $190,000 - $225,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • 15+ years end-to-end delivery expertise
  • Capital markets regulatory remediation experience
  • SEC CFTC FINRA DOJ engagement support
  • Cross-functional leadership across data and technology
  • RAID management and executive reporting

Nice-to-have

  • PMP Lean Six Sigma or CFA designation
  • Data pipeline and automation familiarity
  • Process mapping and control testing skills
  • Agile hybrid and waterfall delivery methods

Key Requirements

  • Bachelor's degree in Business, Engineering, or Computer Science
  • 10+ years leading end-to-end delivery for complex programs
  • Proven track record delivering regulatory remediation programs
  • Strong understanding of financial products and front-to-back flows

Work Rights

Not specified

Tailored Resume

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