Compliance Officer, Electronic Communications Surveillance, Commercial Banking & Wealth Management Compliance

CIBC

Toronto, Canada
Fully remote
Electronic communications surveillance program
Monitor and review electronic communications
Conduct initial investigations
Support and execute the CBWMC E-Comms Surveillance program by monitoring, reviewing, and escalating matters related to conduct

Job Summary

  • Support and execute the CBWMC E-Comms Surveillance program by monitoring, reviewing, and escalating matters related to conduct.
  • Conduct surveillance by reviewing electronic communications to ensure adherence to regulatory requirements, company policies, practices, and acceptable standards of business ethics and conduct.
  • CIBC offers a career rather than just a paycheck, with competitive salary, incentive pay, banking benefits, a benefits program, and a defined benefit pension plan.

Matching Summary

Support and execute the CBWMC E-Comms Surveillance program by monitoring, reviewing, and escalating matters related to conduct.

Skills & Requirements

Must-have

  • Electronic Communications Surveillance program
  • monitor and review electronic communications
  • conduct initial investigations
  • summarize findings concisely
  • knowledge of regulatory landscape

Nice-to-have

  • strong compliance culture
  • meaningful impact
  • valued for who they are
  • ambitions are embraced

Key Requirements

  • 2+ years of experience in compliance, risk management, surveillance, or control functions
  • University degree or college diploma in Business, Finance, Law, or related discipline, or equivalent work experience
  • Proficient with Excel, Word, PowerPoint

Work Rights

Not specified

Tailored Resume

Cover Letter