Base: $3,500 - $4,500; bonus/equity: not specified...
5 days onsite
Financial advisers act knowledge
Personal data protection act compliance
Regulatory reporting execution
The Compliance & Risk Executive position at a local financial advisory firm in Singapore involves ensuring legal and ethical compliance while supporting the firm's business goals. Candidates should have a background in the financial advisory sector, preferably with compliance qualifications, and proficiency in Microsoft Excel
Job Summary
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must stay abreast of regulatory developments such as the Financial Advisers Act and PDPA.
Matching Summary
Match Score: 85
The Compliance & Risk Executive position at a local financial advisory firm in Singapore involves ensuring legal and ethical compliance while supporting the firm's business goals. Candidates should have a background in the financial advisory sector, preferably with compliance qualifications, and proficiency in Microsoft Excel.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified