Compliance Associate

CIBC

Tokyo, Japan
Capital markets compliance
Regulatory requirements oversight
Risk mitigation and monitoring
The Compliance Associate will provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific, focusing on requirements that govern the relationship between CIBC and its clients

Job Summary

  • The Compliance Associate will provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific, focusing on requirements that govern the relationship between CIBC and its clients.
  • Key accountabilities include supporting remedial actions, assisting with local and regional coordination, implementing compliance control risk assessments, monitoring regulatory circulars, and preparing regulatory questionnaires.
  • The role requires working closely with Global Regulatory Affairs, other governance functions, and business units, with potential for Executive level engagement and frequent interaction with regulators.

Matching Summary

The Compliance Associate will provide support within the Compliance division in its wide range of activities in Japan and other offices in Asia Pacific, focusing on requirements that govern the relationship between CIBC and its clients.

Skills & Requirements

Must-have

  • Capital Markets Compliance
  • Regulatory requirements oversight
  • Risk mitigation and monitoring
  • Client relationship compliance
  • High fluency in English and Japanese

Nice-to-have

  • Relationship-oriented bank
  • Empowered at work
  • Meaningful impact
  • Team player
  • Flexibility and creativity

Key Requirements

  • Bachelor degree holders
  • At least 4 years of experience
  • Strong working knowledge in Japanese securities laws
  • Legally eligible to work in Japan

Work Rights

Legally eligible to work

Tailored Resume

Cover Letter