Investment Specialist - Remote

BMO

Virtual, IL, US
Base: $41,714.00 - $77,500.00; bonus/equity: may i...
Fully remote
Series 7 and series 65 licenses required
2-3 years financial services experience
Strong customer service communication skills
The primary responsibility is to provide superior customer service by acting as the first point of contact for client inquiries regarding accounts and investments

Job Summary

  • The primary responsibility is to provide superior customer service by acting as the first point of contact for client inquiries regarding accounts and investments.
  • This role involves executing trades, facilitating asset transfers, and uncovering referral opportunities for Financial Advisors while maintaining strict compliance with regulatory requirements.
  • BMO offers a comprehensive benefits package including health insurance, tuition reimbursement, and retirement savings plans alongside a competitive salary structure.

Matching Summary

The primary responsibility is to provide superior customer service by acting as the first point of contact for client inquiries regarding accounts and investments.

Salary

Base: $41,714.00 - $77,500.00; Bonus/Equity: May include commission structure; Benefits: Health insurance, tuition reimbursement, accident/life insurance, retirement savings

Skills & Requirements

Must-have

  • Series 7 and Series 65 licenses required
  • 2-3 years financial services experience
  • Strong customer service communication skills

Nice-to-have

  • Bachelor's degree in finance or economics
  • Experience with LPL ClientWorks software
  • Knowledge of managed asset allocation programs

Key Requirements

  • Valid SIE, Series 7, and 66 (or 65+63) licenses
  • Minimum 2-3 years in financial planning or securities industry
  • Clean U-4 record required
  • Bachelor's degree preferred in finance or economics

Work Rights

Not specified

Tailored Resume

Cover Letter