Senior Associate/avp, Compliance, Marketing & Distribution
Ares Management
London, United Kingdom
Compliance marketing review
Regulatory framework knowledge uk and eu
Review of marketing materials
Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers within this growing industry
Job Summary
Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers within this growing industry.
The Senior Associate/Associate Vice-President will play a key role in providing Compliance support of various Ares alternative investment strategies marketing materials and policies.
The role involves acting as a subject matter expert regarding marketing and communications related regulatory guidelines and serving as the primary liaison between Compliance and Investor Relations teams.
Matching Summary
Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers within this growing industry.
Skills & Requirements
Must-have
Compliance marketing review
Regulatory framework knowledge UK and EU
Review of marketing materials
Investor communications oversight
Global regulatory compliance
Process orientation and accountability
Nice-to-have
Collaborative and inclusive culture
Proactive problem analysis
Strong organizational skills
Client-service orientation
Experience with Red Oak
Key Requirements
Minimum 4+ years financial services compliance experience
Strong knowledge of UK FCA and Luxembourg CSSF regulations
Familiarity with SEC Marketing Rule and FINRA regulations