Senior Associate, Compliance Tester- Anti-money Laundering

Capital One

McLean, VA, USA
Mclean, va: $96,500 - $110,100; richmond, va: $87,...
Not specified (assume hybrid based on industry standards)
Execute complex risk-based compliance transaction testing
Independently validating adherence to aml laws
Develop improved data sources
Capital One is seeking a Senior Associate Compliance Tester specialized in Anti-Money Laundering (AML) to ensure the company meets regulatory requirements. The role involves executing complex compliance testing and developing test plans to validate adherence to AML laws

Job Summary

  • The Senior Corporate Compliance Tester performs a key second line of defense role, to help ensure regulatory requirements are met across the enterprise and applicable lines of business.
  • Responsibilities will include executing targeted, complex transaction testing for line of business compliance requirements in alignment with team and ICTT methodology and procedures.
  • Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Matching Summary

Match Score: 75

Capital One is seeking a Senior Associate Compliance Tester specialized in Anti-Money Laundering (AML) to ensure the company meets regulatory requirements. The role involves executing complex compliance testing and developing test plans to validate adherence to AML laws.

Salary

McLean, VA: $96,500 - $110,100; Richmond, VA: $87,700 - $100,100; Wilmington, DE: $87,700 - $100,100; Bonus/Equity: performance based incentive compensation; Benefits: comprehensive, competitive, and inclusive set of health, financial and other benefits

Skills & Requirements

Must-have

  • execute complex risk-based compliance transaction testing
  • independently validating adherence to AML laws
  • develop improved data sources
  • strong relationships with Compliance Advisors

Nice-to-have

  • suggesting changes to testing
  • improving data sourcing efforts
  • supporting audit and exams

Key Requirements

  • High School Diploma, GED or Equivalent Certification
  • At least 1 years of Compliance Testing, Compliance Monitoring, Quality Assurance, Audit Experience, AML investigation, or Fraud Investigation experience
  • At least 2 years of experience with Google Suite or Microsoft Office
  • Bachelor’s degree
  • 2+ years of Compliance Testing, Compliance Monitoring, Quality Assurance, Audit Experience, AML investigation, or Fraud Investigation experience
  • Strong working knowledge of US and Canadian AML and Sanctions laws
  • Strong working knowledge of SAR, CTR, and STRs filing requirements
  • ACAMS, CFE, or CFCS Certification

Work Rights

Not specified

Tailored Resume

Cover Letter