Base: $3,500 - $4,500; bonus/equity: not specified...
Hybrid (flexible working hours, monday to friday)
Ensure company complies with regulatory requirements
Perform balanced scorecard audits and reporting
Conduct due diligence on business relationships
The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring regulatory compliance for a financial advisory firm in Singapore. The role includes supporting the Risk and Compliance department, conducting audits, and due diligence, requiring experience in the financial advisory or insurance industry
Job Summary
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must be familiar with the Financial Advisers Act and Personal Data Protection Act.
Matching Summary
Match Score: 75
The Compliance Executive position at The Supreme HR Advisory Pte. Ltd. involves ensuring regulatory compliance for a financial advisory firm in Singapore. The role includes supporting the Risk and Compliance department, conducting audits, and due diligence, requiring experience in the financial advisory or insurance industry.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Ensure company complies with regulatory requirements