Job Summary

• The Compliance Manager will supervise a team responsible for managing and developing the trade surveillance program to monitor compliance with policies and regulations.
• This role requires providing guidance on insider trading and information barrier matters, managing responses to internal audits and regulatory inquiries, and overseeing proxy voting compliance programs.
• Prudential offers a competitive salary range of $114,500.00 to $188,900.00, market competitive base salaries with yearly bonus potential, and a comprehensive benefits package including medical, dental, vision, 401(k) with company match, and a company-funded pension plan.

Matching Summary

Salary

Base: $114,500.00 - $188,900.00; Bonus/Equity: Yearly bonus potential; Benefits: Medical, dental, vision, life insurance, disability insurance, PTO, 401(k) with company match, pension plan, wellness programs, work/life resources, education benefit, employee stock purchase plan

Skills & Requirements

Key Requirements

• 5+ years of Compliance experience
• Experience managing and growing talent
• Strong data analysis skills
• Asset management industry knowledge
• Strong interpersonal skills

Work Rights